Questionnaire EN

This questionnaire will allow you to establish your typical investor profile.

Content

Your email address

Who is your adviser?

1/9 - How familiar are you with investment matters? Not familiar at all with investments and feel uncomfortable with the complexity. Not very familiar when it comes to investments. Somewhat familiar. I don’t fully understand investments, including the equity market. Fairly familiar. I understand the various factors which influence investment performance. Very familiar. I use research and other investment information to make investment decisions. I understand the various factors which influence investment performance.

2/9 - How long have you been investing in financial markets? This is my first investment. Up to 5 years. 5 years or more.

3/9 - How long would you invest the majority of your money before you think you would need access to it? (Assuming you already have plans in place to meet short term cashflow and/or emergencies.) In 2 years or less. Within 3 – 5 years. Within 6 – 10 years. Not for 10 + years.

4/9 - Which of the following statements best describes your goal for investing? Preferably guaranteed returns. Stable, reliable returns. Some variability in returns. Moderate variability in returns. Unstable but potentially higher returns.

5/9 - Assume you had an initial investment portfolio worth EUR 1’000’000. If, due to market conditions, your portfolio fell to EUR 850’000 within a short period, say a month, would you: Sell all of the investments. You do not intend to take more losses. Sell a portion of your portfolio to cut your losses and reinvest into more secure investment sectors. Hold the investment and sell nothing, expecting performance to improve. Invest more funds to lower your average investment price.

6/9 - If the value of your investments fell to EUR 600’000 over the next 12 months, would you: Sell all of the remaining investment. Sell a portion of the remaining investment. Hold your investments and sell nothing, expecting conditions to improve. Invest more funds. You can tolerate short term losses in expectation of future growth.

7/9 - The table below shows the highest one-year gain and highest one-year loss on four different hypothetical investments of EUR 1’000’000. Given the potential gain or loss in any one year, in which portfolio would you invest your money? A - Gain of 150000, Loss of -24000 B - Gain of 205000, Loss of -64000 C - Gain of 266000, Loss of -110000 D - Gain of 313000, Loss of -146000

8/9 - Which one of the following statements describes your feelings towards choosing an investment? I would prefer investments with little fluctuation in value and have a low degree of risk associated with them. I am willing to accept the lower return associated with these investments. I prefer to diversify with a mix of investments that have an emphasis on low risk. I am happy to have a small proportion of the portfolio invested in assets that have a higher degree of risk in order to acieve a slightly higher return. I am prepared to accept a negative investment return of 1 in 10 years. I prefer to have a spread of investments in a balanced portfolio. I am happy to have a negative return of 1 in 7 years. I prefer to diversify my investments with an emphasis on more investments that have higher returns, but still having a small amount of low risk investments. I am happy to accept a negative return of 1 in 5 years. I would select investments that have a higher degree of investment price fluctuation so that I can earn higher long-term returns. I am happy to accept a negative return of 1 in 3 years in order to achieve this goal.

9/9 - If your portfolio value, (and ability to generate investment income) was reduced by 10%, how would this impact your investment objectives? What if your portfolio, (or investment income) was 25% lower?

9a/9 - 10% lower Significantly impair my objectives and/or lifestyle Moderately impair some objectives but I could meet the most important ones or draw on other assets or income sources Inconvenience me but not materially impact investment objectives or lifestyle

9b/9 - 25% lower Significantly impair my objectives and/or lifestyle Moderately impair some objectives but I could meet the most important ones or draw on other assets or income sources Inconvenience me but not materially impact investment objectives or lifestyle

Result

Thank you for answering the questionnaire.

An email has been sent to your address with your investment profile attached.

Good day!
Apricus Finance